{"id":72419,"date":"2025-03-11T14:28:13","date_gmt":"2025-03-11T05:28:13","guid":{"rendered":"https:\/\/nextmoney.jp\/?p=72419"},"modified":"2025-03-11T14:28:13","modified_gmt":"2025-03-11T05:28:13","slug":"%e3%83%ad%e3%83%93%e3%83%b3%e3%83%95%e3%83%83%e3%83%89%ef%bc%88robinhood%ef%bc%89%e3%80%81%e7%b1%b3%e8%a6%8f%e5%88%b6%e5%bd%93%e5%b1%80%e3%81%ae%e8%aa%bf%e6%9f%bb%e3%81%ab3000%e4%b8%87%e3%83%89","status":"publish","type":"post","link":"https:\/\/nextmoney.jp\/?p=72419","title":{"rendered":"\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\uff08Robinhood\uff09\u3001\u7c73\u898f\u5236\u5f53\u5c40\u306e\u8abf\u67fb\u306b3,000\u4e07\u30c9\u30eb\u652f\u6255\u3044\u3078"},"content":{"rendered":"<h2>FINRA\u306f\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u306b3,000\u4e07\u30c9\u30eb\u652f\u6255\u3044\u3092\u547d\u3058\u308b<\/h2>\n<p>FINRA\uff08Financial Industry Regulatory Authority\uff1a\u7c73\u56fd\u91d1\u878d\u696d\u898f\u5236\u6a5f\u69cb\uff09\u306f\u3001\u8907\u6570\u306e\u30b3\u30f3\u30d7\u30e9\u9055\u53cd\u3067\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\uff08Robinhood\uff09\u306b\u5bfe\u3057\u3001\u8a083,000\u4e07\u30c9\u30eb\uff08\u7d0444\u5104\u5186\uff09\u306e\u7956\u6255\u3044\u3092<a href=\"https:\/\/www.finra.org\/media-center\/newsreleases\/2025\/finra-orders-robinhood-financial-pay-375-million-restitution\" rel=\"noopener noreferrer\" target=\"_blank\">\u547d\u3058\u305f<\/a>\u3002<\/p>\n<p>FINRA\u306f\u30012020\u5e743\u6708\u304b\u30892021\u5e741\u6708\u306b\u304b\u3051\u3066\u9700\u8981\u6025\u5897\u306b\u3088\u308a\u3001\u51e6\u7406\u306b\u9855\u8457\u306a\u9045\u5ef6\u304c\u767a\u751f\u3057\u305f\u306b\u3082\u304b\u304b\u308f\u3089\u305a\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\uff08Robinhood Financial\uff09\u304c\u6c7a\u6e08\u30b7\u30b9\u30c6\u30e0\u3092\u9069\u5207\u306b\u76e3\u7763\u3067\u304d\u306a\u304b\u3063\u305f\u3068\u5224\u65ad\u3002\u3053\u308c\u306f\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u304c\u30b2\u30fc\u30e0\u30b9\u30c8\u30c3\u30d7\uff08GameStop\uff09\u3084AMC\u30a8\u30f3\u30bf\u30fc\u30c6\u30a4\u30f3\u30e1\u30f3\u30c8\u30fb\u30db\u30fc\u30eb\u30c7\u30a3\u30f3\u30b0\u30b9\uff08AMC Entertainment Holdings\uff09\u306a\u3069\u306e\u3044\u308f\u3086\u308b\u30df\u30fc\u30e0\u682a\u306e\u53d6\u5f15\u3092\u5236\u9650\u3057\u305f\u6642\u671f\u3068\u4e00\u81f4\u3057\u3066\u3044\u308b\u3002<\/p>\n<p>FINRA\u306f\u3001\u30de\u30cd\u30fc\u30ed\u30f3\u30c0\u30ea\u30f3\u30b0\uff08\u8cc7\u91d1\u6d17\u6d44\uff09\u9632\u6b62\u3001\u76e3\u7763\u4e0d\u884c\u304d\u5c4a\u304d\u3001\u4e0d\u5341\u5206\u306a\u958b\u793a\u306b\u95a2\u9023\u3059\u308b\u9055\u53cd\u884c\u70ba\u306b\u3088\u308a\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u306b\u5bfe\u3057\u3001\u5f71\u97ff\u3092\u53d7\u3051\u305f\u9867\u5ba2\u3078\u306e\u8ce0\u511f\u91d1\u3068\u3057\u3066375\u4e07\u30c9\u30eb\uff08\u7d045.5\u5104\u5186\uff09\u3092\u652f\u6255\u3046\u3088\u3046\u547d\u3058\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u3068\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30bb\u30ad\u30e5\u30ea\u30c6\u30a3\u30fc\u30ba\uff08Robinhood Securities\uff09\u306b2,600\u4e07\u30c9\u30eb\uff08\u7d0438.2\u5104\u5186\uff09\u306e\u7f70\u91d1\u3092\u79d1\u3057\u305f\u3002\u4eca\u57f7\u884c\u63aa\u7f6e\u306f\u3001\u540c\u793e\u306e\u76e3\u7763\u3068\u30ea\u30b9\u30af\u7ba1\u7406\u6163\u884c\u306e\u6b20\u9665\u3092\u6d6e\u304d\u5f6b\u308a\u306b\u3059\u308b\u3082\u306e\u3067\u3042\u308b\u3002<\/p>\n<p>FINRA\u306f3\u67087\u65e5\u3001\u548c\u89e3\u91d1\u306f\u6c11\u4e8b\u7f70\u91d12,600\u4e07\u30c9\u30eb\u3068\u9867\u5ba2\u3078\u306e\u8ce0\u511f\u91d1375\u4e07\u30c9\u30eb\u3067\u69cb\u6210\u3055\u308c\u3066\u3044\u308b\u3068\u767a\u8868\u3002\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u306f\u300c\u4e0d\u6b63\u884c\u70ba\u306e\u5371\u967a\u4fe1\u53f7\u306b\u5bfe\u5fdc\u3057\u306a\u304b\u3063\u305f\u300d\u305f\u3081\u3001\u30de\u30cd\u30fc\u30ed\u30f3\u30c0\u30ea\u30f3\u30b0\u9632\u6b62\u6cd5\u304a\u3088\u3073\u76e3\u7763\u30fb\u958b\u793a\u9055\u53cd\u306b\u81f3\u3063\u305f\u3068FINRA\u306f\u8ff0\u3079\u3066\u3044\u308b\u3002FINRA\u306e\u3067\u3042\u308b\u30d3\u30eb\u30fb\u30bb\u30f3\u30c8\u30eb\u30a4\u30b9\uff08Bill St. Louis\uff09\u57f7\u884c\u526f\u793e\u9577\u517c\u57f7\u884c\u8cac\u4efb\u8005\u306f\u4eca\u56de\u306e\u767a\u8868\u306b\u969b\u3057\u3001\u6b21\u306e\u3088\u3046\u306b\u8ff0\u3079\u3066\u3044\u308b\u3002<\/p>\n<blockquote><p><strong><em>\u8fd1\u5e74\u3001\u8a3c\u5238\u696d\u754c\u306f\u9769\u65b0\u7684\u306a\u30b5\u30fc\u30d3\u30b9\u3068\u6280\u8853\u306e\u9032\u5316\u3068\u958b\u767a\u3092\u7d9a\u3051\u3066\u304a\u308a\u3001\u4f55\u767e\u4e07\u4eba\u3082\u306e\u65b0\u898f\u6295\u8cc7\u5bb6\u304c\u5e02\u5834\u306b\u30a2\u30af\u30bb\u30b9\u3067\u304d\u308b\u3088\u3046\u306b\u306a\u308a\u307e\u3057\u305f\u3002\u672c\u65e5\u306e\u63aa\u7f6e\u306f\u3001\u3059\u3079\u3066\u306e\u6295\u8cc7\u5bb6\u3092\u4fdd\u8b77\u3057\u3001\u30b5\u30fc\u30d3\u30b9\u3092\u63d0\u4f9b\u3059\u308b\u305f\u3081\u306b\u3001\u4e2d\u6838\u7684\u306a\u898f\u5236\u7fa9\u52d9\u306e\u9075\u5b88\u304c\u4f9d\u7136\u3068\u3057\u3066\u91cd\u8981\u3067\u3042\u308b\u3053\u3068\u3092FINRA\u30e1\u30f3\u30d0\u30fc\u306b\u601d\u3044\u51fa\u3055\u305b\u308b\u3082\u306e\u3067\u3059\u3002<\/em><\/strong><\/p><\/blockquote>\n<p><\/br><\/p>\n<h3>\u30ed\u30d3\u30f3\u30d5\u30c3\u30c8\u793e\u306b\u3088\u308b\u8907\u6570\u306e\u30b3\u30f3\u30d7\u30e9\u9055\u53cd<\/h3>\n<p>\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u306f\u3001\u6210\u884c\u6ce8\u6587\u3092\u6307\u5024\u6ce8\u6587\u306b\u5909\u63db\u3059\u308b\u3053\u3068\u3067\u300c\u30ab\u30e9\u30fc\u30ea\u30f3\u30b0\u300d\u3059\u308b\u6163\u884c\u3092\u507d\u3063\u3066\u3044\u305f\u3053\u3068\u304c\u5224\u660e\u3057\u305f\u3002<\/p>\n<p>\u3053\u308c\u306b\u3088\u308a\u3001\u9867\u5ba2\u306f\u77e5\u3089\u306a\u3044\u3046\u3061\u306b\u6ce8\u6587\u304c\u30ad\u30e3\u30f3\u30bb\u30eb\u3055\u308c\u3001\u305d\u306e\u5f8c\u53d6\u5f15\u3092\u518d\u958b\u3057\u3001\u3057\u3070\u3057\u3070\u52a3\u3063\u305f\u4fa1\u683c\u3092\u53d7\u3051\u53d6\u3063\u3066\u3044\u305f\u3002\u3053\u308c\u306b\u5bfe\u51e6\u3059\u308b\u305f\u3081\u3001\u540c\u793e\u306f\u5f71\u97ff\u3092\u53d7\u3051\u305f\u9867\u5ba2\u306b\u8ce0\u511f\u91d1\u3092\u652f\u6255\u3046\u3053\u3068\u306b\u540c\u610f\u3002\u307e\u305f\u898f\u5236\u5f53\u5c40\u306f\u3001\u4e21\u793e\u306e\u4e21\u793e\u304c\u5408\u7406\u7684\u306a\u30de\u30cd\u30fc\u30ed\u30f3\u30c0\u30ea\u30f3\u30b0\u9632\u6b62\u30d7\u30ed\u30b0\u30e9\u30e0\u3092\u78ba\u7acb\u3067\u304d\u306a\u304b\u3063\u305f\u3068\u5224\u65ad\u3002\u3053\u308c\u3089\u306e\u6b20\u9665\u306b\u3088\u308a\u3001\u4e21\u793e\u306f\u5e02\u5834\u64cd\u4f5c\u3001\u4e0d\u6b63\u53d6\u5f15\u3001\u7b2c\u4e09\u8005\u30cf\u30c3\u30ab\u30fc\u306b\u3088\u308b\u30a2\u30ab\u30a6\u30f3\u30c8\u4e57\u3063\u53d6\u308a\u306a\u3069\u306e\u7591\u308f\u3057\u3044\u6d3b\u52d5\u3092\u691c\u51fa\u3057\u3066\u5831\u544a\u3059\u308b\u3053\u3068\u304c\u3067\u306a\u304b\u3063\u305f\u3068\u3044\u3046\u3002\u306a\u304a\u3001FINRA\u306b\u3088\u308b\u3068\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u306f\u3001\u9867\u5ba2\u306e\u8eab\u5143\u3092\u5408\u7406\u7684\u306b\u78ba\u8a8d\u305b\u305a\u306b\u300c\u6570\u5343\u306e\u30a2\u30ab\u30a6\u30f3\u30c8\u300d\u3092\u958b\u8a2d\u3057\u3066\u3044\u305f\u3053\u3068\u3082\u5224\u660e\u3057\u3066\u3044\u308b\u3002<\/p>\n<p>\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30bb\u30ad\u30e5\u30ea\u30c6\u30a3\u30fc\u30ba\u306f\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u306e\u53d6\u5f15\u51e6\u7406\u3092\u30b5\u30dd\u30fc\u30c8\u3059\u308b\u6c7a\u6e08\u6280\u8853\u30b7\u30b9\u30c6\u30e0\u306e\u76e3\u7763\u304c\u4e0d\u5341\u5206\u3067\u3042\u308b\u3068\u6307\u6458\u3055\u308c\u305f\u3002\u540c\u793e\u306f\u3001\u7279\u306b2021\u5e741\u6708\u306e\u53d6\u5f15\u91cf\u3068\u30dc\u30e9\u30c6\u30a3\u30ea\u30c6\u30a3\u306e\u6025\u5897\u6642\u306b\u3001\u53d6\u5f15\u51e6\u7406\u306e\u9045\u5ef6\u306b\u95a2\u9023\u3059\u308b\u8b66\u544a\u30b5\u30a4\u30f3\u306b\u5bfe\u51e6\u3067\u304d\u305a\u3001\u3053\u308c\u3089\u306e\u9045\u5ef6\u306f\u3001\u898f\u5236\u7fa9\u52d9\u3092\u6e80\u305f\u3059\u80fd\u529b\u306b\u5f71\u97ff\u3092\u4e0e\u3048\u305f\u3002<\/p>\n<p>\u3055\u3089\u306b\u3001FINRA\u306f\u3001\u30ed\u30d3\u30f3\u30d5\u30c3\u30c9\u30fb\u30d5\u30a1\u30a4\u30ca\u30f3\u30b7\u30e3\u30eb\u304c\u6709\u6599\u30bd\u30fc\u30b7\u30e3\u30eb\u30e1\u30c7\u30a3\u30a2\u30a4\u30f3\u30d5\u30eb\u30a8\u30f3\u30b5\u30fc\u306b\u3088\u3063\u3066\u6295\u7a3f\u3055\u308c\u305f\u30d7\u30ed\u30e2\u30fc\u30b7\u30e7\u30f3\u30b3\u30f3\u30c6\u30f3\u30c4\u3092\u9069\u5207\u306b\u76e3\u8996\u307e\u305f\u306f\u8a18\u9332\u3092\u4fdd\u6301\u3057\u3066\u3044\u306a\u304b\u3063\u305f\u3053\u3068\u3092\u767a\u898b\u3002\u3053\u308c\u3089\u306e\u30d7\u30ed\u30e2\u30fc\u30b7\u30e7\u30f3\u306e\u4e00\u90e8\u306b\u306f\u3001\u898f\u5236\u57fa\u6e96\u3092\u6e80\u305f\u3055\u306a\u3044\u8aa4\u89e3\u3092\u62db\u304f\u307e\u305f\u306f\u7d04\u675f\u7684\u306a\u8a00\u8449\u304c\u542b\u307e\u308c\u3066\u3044\u305f\u3002\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