{"id":60481,"date":"2023-08-22T12:00:22","date_gmt":"2023-08-22T03:00:22","guid":{"rendered":"https:\/\/nextmoney.jp\/?p=60481"},"modified":"2023-08-23T11:19:02","modified_gmt":"2023-08-23T02:19:02","slug":"%e7%b1%b3%e5%9b%bdsec%e3%81%af%e3%83%95%e3%82%a3%e3%83%b3%e3%83%86%e3%83%83%e3%82%af%e5%a4%a7%e6%89%8b%e3%82%bf%e3%82%a4%e3%82%bf%e3%83%b3%e3%82%b0%e3%83%ad%e3%83%bc%e3%83%90%e3%83%ab%ef%bc%88titan-gl","status":"publish","type":"post","link":"https:\/\/nextmoney.jp\/?p=60481","title":{"rendered":"\u7c73\u56fdSEC\u306f\u30d5\u30a3\u30f3\u30c6\u30c3\u30af\u5927\u624b\u30bf\u30a4\u30bf\u30f3\u30b0\u30ed\u30fc\u30d0\u30eb\uff08Titan Global\uff09\u3092\u544a\u767a"},"content":{"rendered":"<h2>SEC\u304c\u30d5\u30a3\u30f3\u30c6\u30c3\u30af\u5927\u624b\u3092\u544a\u767a\u3078<\/h2>\n<p><a href=\"https:\/\/www.sec.gov\/\" rel=\"noopener noreferrer\" target=\"_blank\">SEC<\/a>\uff08\u7c73\u56fd\u8a3c\u5238\u53d6\u5f15\u59d4\u54e1\u4f1a\uff09\u306f\u3001\u30d5\u30a3\u30f3\u30c6\u30c3\u30af\u5927\u624b\u306e<a href=\"https:\/\/www.titan.com\/\" rel=\"noopener noreferrer\" target=\"_blank\">\u30bf\u30a4\u30bf\u30f3\u30b0\u30ed\u30fc\u30d0\u30eb<\/a>\uff08Titan Global\uff09\u3092\u865a\u507d\u5e83\u544a\u3068\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u9055\u53cd\u3067\u544a\u767a\u3057\u305f\u3053\u3068\u304c\u5206\u304b\u3063\u305f\u3002<\/p>\n<blockquote class=\"twitter-tweet\">\n<p lang=\"en\" dir=\"ltr\">Today we announced charges against Titan Global Capital Management USA for using hypothetical performance metrics in ads that were misleading. This marks the first violation of the SEC\u2019s amended marketing rule.<a href=\"https:\/\/t.co\/W23wbvQBsV\">https:\/\/t.co\/W23wbvQBsV<\/a><\/p>\n<p>&mdash; U.S. Securities and Exchange Commission (@SECGov) <a href=\"https:\/\/twitter.com\/SECGov\/status\/1693637752460394562?ref_src=twsrc%5Etfw\">August 21, 2023<\/a><\/p><\/blockquote>\n<p> <script async src=\"https:\/\/platform.twitter.com\/widgets.js\" charset=\"utf-8\"><\/script><\/p>\n<div class=\"c_box white_box\"><span style=\"font-size: 10pt;\"><span style=\"font-size: 10pt;\">\u65e5\u672c\u8a9e\u8a33\uff1a<br \/>\n\u672c\u65e5\u3001\u5e83\u544a\u3067\u8aa4\u89e3\u3092\u62db\u304f\u67b6\u7a7a\u306e\u30d1\u30d5\u30a9\u30fc\u30de\u30f3\u30b9\u6307\u6a19\u3092\u4f7f\u7528\u3057\u305f\u3068\u3057\u3066\u3001Titan Global Capital Management USA\u306b\u5bfe\u3059\u308b\u544a\u8a34\u3092\u767a\u8868\u3057\u307e\u3057\u305f\u3002\u3053\u308c\u306f\u3001SEC\u306e\u6539\u6b63\u30de\u30fc\u30b1\u30c6\u30a3\u30f3\u30b0\u898f\u5247\u3078\u306e\u6700\u521d\u306e\u9055\u53cd\u3068\u306a\u308b\u3002<\/span><\/span><\/div>\n<p>SEC\u306f\u3001\u5e83\u544a\u3067\u4eee\u8aac\u4e0a\u306e\u30d1\u30d5\u30a9\u30fc\u30de\u30f3\u30b9\u6307\u6a19\u3092\u865a\u507d\u8868\u793a\u3057\u3001\u8907\u6570\u306e\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u9055\u53cd\u3092\u72af\u3057\u305f\u3068\u3057\u3066\u3001\u30cb\u30e5\u30fc\u30e8\u30fc\u30af\u306b\u672c\u62e0\u3092\u7f6e\u304f\u30d5\u30a3\u30f3\u30c6\u30c3\u30af\u6295\u8cc7\u9867\u554f\u4f1a\u793e\u30bf\u30a4\u30bf\u30f3\u30fb\u30b0\u30ed\u30fc\u30d0\u30eb\u30fb\u30ad\u30e3\u30d4\u30bf\u30eb\u30fb\u30de\u30cd\u30b8\u30e1\u30f3\u30c8USA LLC\uff08\u30bf\u30a4\u30bf\u30f3\uff09\u3092\u544a\u8a34\u30022021\u5e748\u6708\u304b\u30892022\u5e7410\u6708\u306b\u304b\u3051\u3066\u3001\u540c\u793e\u306f\u5e83\u544a\u306b\u8aa4\u89e3\u3092\u62db\u304f\u60c5\u5831\u3092\u4f7f\u7528\u3057\u3001\u4eee\u60f3\u901a\u8ca8\u6226\u7565\u306e\u300c\u5e74\u9593\u63db\u7b97\u300d\u30d1\u30d5\u30a9\u30fc\u30de\u30f3\u30b9\u7d50\u679c\u304c2,700 %\u306b\u3082\u4e0a\u308b\u3068\u3044\u3046\u4eee\u8aac\u3092\u5ba3\u4f1d\u3002\u3057\u304b\u3057\u3001SEC\u306f\u30bf\u30a4\u30bf\u30f3\u306e\u5e83\u544a\u306b\u91cd\u8981\u306a\u60c5\u5831\u304c\u629c\u3051\u843d\u3061\u3066\u3044\u305f\u3053\u3068\u3092\u660e\u3089\u304b\u306b\u3057\u305f\u3002\u91cd\u8981\u306a\u306e\u306f\u3001\u6226\u7565\u6700\u521d\u306e3\u9031\u9593\u306e\u30d1\u30d5\u30a9\u30fc\u30de\u30f3\u30b9\u304c\u5e74\u9593\u3092\u901a\u3058\u3066\u7d99\u7d9a\u3059\u308b\u3068\u8aa4\u3063\u3066\u60f3\u5b9a\u3055\u308c\u3066\u3044\u305f\u3053\u3068\u3067\u3042\u308b\u3002\u3055\u3089\u306b\u3001\u540c\u793e\u306f\u5fc5\u8981\u306a\u65b9\u91dd\u3084\u624b\u9806\u3092\u63a1\u7528\u3057\u306a\u304b\u3063\u305f\u3001\u3042\u308b\u3044\u306f\u6cd5\u5f8b\u306b\u5b9a\u3081\u3089\u308c\u305f\u63aa\u7f6e\u3092\u8b1b\u3058\u306a\u304b\u3063\u305f\u305f\u3081\u3001\u540c\u793e\u306e\u5e83\u544a\u306f2020\u5e7412\u6708\u306b\u6539\u6b63\u3055\u308c\u305fSEC\u306e\u30de\u30fc\u30b1\u30c6\u30a3\u30f3\u30b0\u898f\u5247\u306b<a href=\"https:\/\/www.cliffordchance.com\/content\/dam\/cliffordchance\/briefings\/2022\/11\/2211-003432_New%20SEC%20Marketing%20Rule1.pdf\" rel=\"noopener noreferrer\" target=\"_blank\">\u9055\u53cd<\/a>\u3057\u305f\u3002<br \/>\n<\/br><\/p>\n<h3>\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u9055\u53cd\u3068\u8aa4\u89e3\u3092\u62db\u304f\u958b\u793a<\/h3>\n<p>SEC\u306e\u547d\u4ee4\u306f\u3001\u8aa4\u89e3\u3092\u62db\u304f\u30d1\u30d5\u30a9\u30fc\u30de\u30f3\u30b9\u6307\u6a19\u306b\u52a0\u3048\u3001\u9867\u5ba2\u306e\u4eee\u60f3\u901a\u8ca8\u8cc7\u7523\u306e\u4fdd\u7ba1\u65b9\u6cd5\u306b\u3064\u3044\u3066\u77db\u76fe\u3059\u308b\u958b\u793a\u3092\u3057\u3001\u9867\u5ba2\u9867\u554f\u5951\u7d04\u306b\u8cac\u4efb\u514d\u8cac\u6761\u9805\u3092\u76db\u308a\u8fbc\u307f\u3001\u9867\u5ba2\u304c\u6a29\u5229\u653e\u68c4\u4e0d\u53ef\u80fd\u306a\u8a34\u8a1f\u539f\u56e0\u3092\u653e\u68c4\u3057\u3066\u3044\u308b\u304b\u306e\u3088\u3046\u306a\u8aa4\u3063\u305f\u5370\u8c61\u3092\u4e0e\u3048\u3066\u3044\u305f\u3053\u3068\u3082\u8a8d\u5b9a\u3057\u305f\u3002<\/p>\n<p>\u307e\u305f\u3001\u9867\u5ba2\u53e3\u5ea7\u5185\u306e\u7279\u5b9a\u53d6\u5f15\u306b\u3064\u3044\u3066\u9867\u5ba2\u306e\u7f72\u540d\u3092\u53d6\u5f97\u3067\u304d\u306a\u304b\u3063\u305f\u3053\u3068\u3092\u81ea\u5df1\u5831\u544a\u3057\u3001\u95a2\u9023\u6599\u91d1\u3092\u89e3\u6c7a\u3059\u308b\u3053\u3068\u306b\u540c\u610f\u3002\u3055\u3089\u306b\u3001\u305d\u306e\u8868\u660e\u306b\u53cd\u3057\u3066\u3001\u5f93\u696d\u54e1\u306e\u4eee\u60f3\u901a\u8ca8\u8cc7\u7523\u306e\u500b\u4eba\u53d6\u5f15\u306b\u95a2\u9023\u3059\u308b\u30dd\u30ea\u30b7\u30fc\u3084\u624b\u9806\u3092\u63a1\u7528\u3057\u306a\u304b\u3063\u305f\u3053\u3068\u306b\u3042\u308b\u3002\u4e00\u9023\u306e\u7d4c\u7def\u306b\u3064\u3044\u3066\u3001SEC\u57f7\u884c\u90e8\u306e\u8907\u5408\u91d1\u878d\u5546\u54c1\u90e8\u9580\u306e\u8cac\u4efb\u8005\u30aa\u30b9\u30de\u30f3\u30fb\u30ca\u30ef\u30ba\uff08Osman Nawaz\uff09\u6c0f\u306f\u6b21\u306e\u3088\u3046\u306b\u8a9e\u3063\u3066\u3044\u308b\u3002<\/p>\n<blockquote><p><strong><em>\u8907\u96d1\u306a\u6226\u7565\u3092\u63d0\u6848\u304a\u3088\u3073\u30de\u30fc\u30b1\u30c6\u30a3\u30f3\u30b0\u3059\u308b\u5834\u5408\u3001\u6295\u8cc7\u30a2\u30c9\u30d0\u30a4\u30b6\u30fc\u306f\u65e2\u5b58\u304a\u3088\u3073\u5c06\u6765\u306e\u6295\u8cc7\u5bb6\u306b\u5bfe\u3059\u308b\u60c5\u5831\u958b\u793a\u306e\u6b63\u78ba\u6027\u3092\u78ba\u4fdd\u3059\u308b\u5fc5\u8981\u304c\u3042\u308a\u307e\u3059\u3002\u59d4\u54e1\u4f1a\u306f\u30de\u30fc\u30b1\u30c6\u30a3\u30f3\u30b0\u898f\u5247\u3092\u4fee\u6b63\u3057\u3001\u30a2\u30c9\u30d0\u30a4\u30b6\u30fc\u304c\u8a50\u6b3a\u3092\u9632\u6b62\u3059\u308b\u305f\u3081\u306b\u5408\u7406\u7684\u306b\u8a2d\u8a08\u3055\u308c\u305f\u8981\u4ef6\u3092\u9075\u5b88\u3057\u3066\u3044\u308b\u5834\u5408\u306b\u9650\u308a\u3001\u4eee\u8aac\u4e0a\u306e\u30d1\u30d5\u30a9\u30fc\u30de\u30f3\u30b9\u6307\u6a19\u3092\u8a31\u5bb9\u3059\u308b\u3088\u3046\u306b\u306a\u3063\u305f\u3002<\/em><\/strong><\/p><\/blockquote>\n<p>\u306a\u304a\u3001\u30bf\u30a4\u30bf\u30f3\u306f SEC \u306e\u8abf\u67fb\u306b\u5354\u529b\u3057SEC\u306e\u8abf\u67fb\u7d50\u679c\u3092\u8a8d\u3081\u308b\u3082\u5426\u5b9a\u3059\u308b\u3053\u3068\u306a\u304f\u3001\u696d\u52d9\u505c\u6b62\u547d\u4ee4\u3068\u554f\u8cac\u306b\u540c\u610f\u3057\u3001\u30c7\u30b4\u30eb\u30b8\u30e5\u30e1\u30f3\u30c8\u659919\u4e072,454\u30c9\u30eb\uff08\u7d042,800\u4e07\u5186\uff09\u3001\u5224\u6c7a\u524d\u306e\u5229\u606f\u3001\u304a\u3088\u3073\u5f71\u97ff\u3092\u53d7\u3051\u305f\u9867\u5ba2\u306b\u5206\u914d\u3055\u308c\u308b\u6c11\u4e8b\u7f70\u91d185\u4e07\u30c9\u30eb\uff08\u7d041.2\u5104\u5186\uff09\u3092\u652f\u6255\u3046\u3053\u3068\u306b\u540c\u610f\u3057\u305f\u3002<\/p>\n\n<div style=\"font-size: 0px; height: 0px; line-height: 0px; margin: 0; padding: 0; clear: both;\"><\/div>","protected":false},"excerpt":{"rendered":"<p>SEC\u304c\u30d5\u30a3\u30f3\u30c6\u30c3\u30af\u5927\u624b\u3092\u544a\u767a\u3078 SEC\uff08\u7c73\u56fd\u8a3c\u5238\u53d6\u5f15\u59d4\u54e1\u4f1a\uff09\u306f\u3001\u30d5\u30a3\u30f3\u30c6\u30c3\u30af\u5927\u624b\u306e\u30bf\u30a4\u30bf\u30f3\u30b0\u30ed\u30fc\u30d0\u30eb\uff08Titan Global\uff09\u3092\u865a\u507d\u5e83\u544a\u3068\u30b3\u30f3\u30d7\u30e9\u30a4\u30a2\u30f3\u30b9\u9055\u53cd\u3067\u544a\u767a\u3057\u305f\u3053\u3068\u304c\u5206\u304b\u3063\u305f\u3002 Today we announ&#8230;<\/p>\n","protected":false},"author":2,"featured_media":16462,"comment_status":"closed","ping_status":"closed","sticky":false,"template":"","format":"standard","meta":{"footnotes":""},"categories":[60],"tags":[579,5077,5076,1483,642],"class_list":{"0":"post-60481","1":"post","2":"type-post","3":"status-publish","4":"format-standard","5":"has-post-thumbnail","7":"category-60","8":"tag-sec","9":"tag-titan-global","10":"tag-5076","11":"tag-1483","12":"tag-642"},"aioseo_notices":[],"_links":{"self":[{"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/posts\/60481","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/posts"}],"about":[{"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/types\/post"}],"author":[{"embeddable":true,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/users\/2"}],"replies":[{"embeddable":true,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=%2Fwp%2Fv2%2Fcomments&post=60481"}],"version-history":[{"count":2,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/posts\/60481\/revisions"}],"predecessor-version":[{"id":60483,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/posts\/60481\/revisions\/60483"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=\/wp\/v2\/media\/16462"}],"wp:attachment":[{"href":"https:\/\/nextmoney.jp\/index.php?rest_route=%2Fwp%2Fv2%2Fmedia&parent=60481"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=%2Fwp%2Fv2%2Fcategories&post=60481"},{"taxonomy":"post_tag","embeddable":true,"href":"https:\/\/nextmoney.jp\/index.php?rest_route=%2Fwp%2Fv2%2Ftags&post=60481"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}